Senior Compliance Manager

Newly created Senior Compliance Manager opportunity working with a rapidly growing specialty insurer operating in the Lloyd’s market. In this role, you will provide oversight of the compliance, conduct and regulatory framework across the Syndicate and associated MGA’s.

Key Responsibilities:

• Oversee the Syndicate and MGA compliance framework, ensuring adherence to FCA, PRA, Lloyd’s requirements.
• Coordinate regulatory reporting, submissions, audits, inspections and responses.
• Monitor regulatory developments, advising senior stakeholders on emerging risks and providing risk-based challenge.
• Lead conduct risk oversight, promoting a strong compliance culture and supporting FCA Consumer Duty implementation and customer outcome initiatives.
• Oversee product governance, fair value assessments, distribution arrangements and Product Oversight Group (POG) activities.
• Monitor conduct risk MI, complaints trends and root cause analysis, ensuring systemic issues are escalated and remediated.
• Oversee financial crime and sanctions compliance frameworks, ensuring effective controls, screening, referrals and escalation processes.
• Influence and engage senior stakeholders with credibility and confidence.
• Deliver clear, practical and commercially focused compliance guidance.

Qualifications and Experience:

• Experience within the Lloyd’s and London Market insurance sector.
• 8+ years’ compliance experience, ideally with a wide breadth of compliance knowledge