Compliance Advisory Manager
- Source: LinkedIn
- Edenbrook
- $125,732.89 to $145,585.45 /yr
- On-site
- London
- Full-Time
- Senior
Job Description
Compliance Manager (Advisory) opportunity working with a top performing global specialty insurer. Based in London and reporting to the Head of Compliance, you will be providing timely, top-quality compliance advice to a range of business stakeholders and to the firms’ governing bodies.
Key Responsibilities:
- Provision of regulatory advice across a range of subject areas, based on relevant jurisdictional regulatory requirements and group policy;
- Horizon Scanning;
- Compliance training (mandatory and ad hoc / bespoke);
- Responding to referrals, questions and information requests from business stakeholders (ensuring timely, detailed and accurate responses);
- Business Timetable management (regulatory reporting);
- Preparation of Regulatory returns (as assigned to Compliance);
- Workflow management (Advisory) and preparation of status reports;
- Assist with the preparatory work in the event of regulatory inspections and information requests;
- Assist with the drafting of annual Compliance Plan and departmental procedures;
- Assist the Head of Compliance with the implementation of the Compliance Plan and the management of the Compliance function.
What you require for the role:
- A strong working knowledge of relevant regulatory requirements (preferably Lloyd’s, FCA, PRA);
- Proven experience in the Lloyd’s / London Insurance Market;
- A thorough understanding of the Compliance Advisory role (purpose and practice).
Skills
- microsoft-compliance-manager
