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Compliance Manager, Metals Trading

  • Source: LinkedIn
  • Roly Recruitment
  • On-site
  • London
  • Full-Time
  • Senior

Job Description

Global Investment Bank

Trading floor based

Dynamic and innovative business

Responsibilities:

  • Providing compliance advice across a range of commodity classes but principally base and precious metals trading under LME frameworks.
  • Working on physical and financial trading issues
  • Integrating regulatory rules and requirements, MIFID2, Market Abuse Regulation
  • Helping to manage regulatory audits, examinations and enquiries
  • Liaising with UK and international regulators as well trading exchanges

Skills Required

  • Regulatory compliance or risk management experience within the Commodity trading sector is essential. This can be from a banking and markets group or the trading arm of a commodity procurement and supply chain business.
  • In-depth knowledge of commodities trading regulations and market practices.
  • Exposure to LME trading frameworks would be particularly valuable
  • Experience of leading compliance initiatives and providing compliance training
  • Strong communication skills and ability to engage with Global stakeholders

[email protected]

Skills

  • microsoft-compliance-manager

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